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Financial Conduct Authority

Consumer Duty: Advisers anticipate client dissatisfaction

Regulation

Consumer Duty: Advisers anticipate client dissatisfaction

Advisers expect guidelines to receive negative reception

clock 16 May 2023 • 1 min read
Consumer Duty: Preparing for the next stages of implementation

Regulation

Consumer Duty: Preparing for the next stages of implementation

"The idea of collaboration comes in the form of knowledge sharing"

clock 25 April 2023 • 4 min read
Up to 70% of customers identified as vulnerable: MorganAsh

Adviser / Broking

Up to 70% of customers identified as vulnerable: MorganAsh

Ahead of Consumer Duty

clock 19 April 2023 • 2 min read
Bank of England and FCA launch consultation on SM&CR

Regulation

Bank of England and FCA launch consultation on SM&CR

Part of the Edinburgh Reforms

clock 30 March 2023 • 2 min read
FCA names two enforcement directors

Regulation

FCA names two enforcement directors

Therese Chambers and Steve Smart

clock 23 March 2023 • 2 min read
Stonebridge debuts AI-based vulnerable customer identification tool

Adviser / Broking

Stonebridge debuts AI-based vulnerable customer identification tool

Ahead of Consumer Duty introduction

clock 21 March 2023 • 1 min read
FCA urged to investigate insurance 'poverty premium'

Individual Protection

FCA urged to investigate insurance 'poverty premium'

Within Social Market Foundation report

clock 14 March 2023 • 3 min read
SimplyBiz launches online regulatory tool for advisers

Adviser / Broking

SimplyBiz launches online regulatory tool for advisers

To help with awareness

clock 13 March 2023 • 1 min read
CII 'disappointed' in FCA over lack of adviser ESG requirements

Adviser / Broking

CII 'disappointed' in FCA over lack of adviser ESG requirements

Institute issues its response to FCA discussion paper

clock 27 February 2023 • 2 min read
Andrew Griffith raises concerns over FCA's Consumer Duty rules - reports

Regulation

Andrew Griffith raises concerns over FCA's Consumer Duty rules - reports

Damaging impact on sector

clock 27 February 2023 • 1 min read
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