Financial Conduct Authority

FCA and PRA launch consultation to improve D&I in financial services

Regulation

FCA and PRA launch consultation to improve D&I in financial services

The regulators aim to highlight non-financial misconduct

clock 26 September 2023 • 5 min read
Protection should be the cornerstone of FCA regulation: PDG

Regulation

Protection should be the cornerstone of FCA regulation: PDG

To support Consumer Duty outcomes

clock 22 September 2023 • 2 min read
FCA sounds warning bell to protection providers over poor practises

Regulation

FCA sounds warning bell to protection providers over poor practises

Latest ‘Dear CEO’ letter lays out regulatory concerns

clock 20 September 2023 • 4 min read
FCA unveils enhanced screening checks for financial adverts

Regulation

FCA unveils enhanced screening checks for financial adverts

Approvals for unregulated firms

clock 12 September 2023 • 1 min read
CII opens business owner-focussed adviser leadership programme

Adviser / Broking

CII opens business owner-focussed adviser leadership programme

Topics covered include exit planning, recruitment and scalability

clock 21 August 2023 • 1 min read
Why protection should be part of the mainstream when it comes to advice

Individual Protection

Why protection should be part of the mainstream when it comes to advice

"More financial commitments mean a greater reliance on income"

clock 16 August 2023 • 4 min read
National advice firm LEBC Group enters administration

Adviser / Broking

National advice firm LEBC Group enters administration

Amid amalgamation with Aspira

clock 10 August 2023 • 1 min read
Financial Vulnerability Taskforce launches guide to support bereaved clients

Adviser / Broking

Financial Vulnerability Taskforce launches guide to support bereaved clients

Produced with support from Legal & General

clock 08 August 2023 • 1 min read
Treasury to appoint next chief of City regulators' complaints body - reports

Regulation

Treasury to appoint next chief of City regulators' complaints body - reports

Financial Regulators Complaints Commissioner

clock 03 August 2023 • 1 min read
Consumer Duty welcomed as 'game changing' opportunity

Regulation

Consumer Duty welcomed as 'game changing' opportunity

New guidelines now in effect for open products

clock 31 July 2023 • 3 min read
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