Financial Conduct Authority

Write or refer: What does this mean for Consumer Duty?

Adviser / Broking

Write or refer: What does this mean for Consumer Duty?

"We can build a stronger and more consumer-focused industry"

clock 03 July 2023 • 4 min read
Advisers 'fighting a losing battle' over fraudulent appointed representative activity

Adviser / Broking

Advisers 'fighting a losing battle' over fraudulent appointed representative activity

"These firms operate with impunity and nobody seems to be able to stop them"

clock 03 July 2023 • 5 min read
SimplyBiz launches Appointed Representative support programme

Adviser / Broking

SimplyBiz launches Appointed Representative support programme

To support new FCA requirements

clock 06 June 2023 • 1 min read
Over half of advisers 'well-prepared' for Consumer Duty

Adviser / Broking

Over half of advisers 'well-prepared' for Consumer Duty

Advisers demonstrate readiness

clock 30 May 2023 • 1 min read
Keith Richards calls industry to unite ahead of Consumer Duty

Regulation

Keith Richards calls industry to unite ahead of Consumer Duty

Speaking at Professional Adviser Retreat

clock 18 May 2023 • 4 min read
Majority of advisers to pass on Consumer Duty costs to clients

Adviser / Broking

Majority of advisers to pass on Consumer Duty costs to clients

Survey reveals concerns among advisers

clock 17 May 2023 • 1 min read
Consumer Duty: Advisers anticipate client dissatisfaction

Regulation

Consumer Duty: Advisers anticipate client dissatisfaction

Advisers expect guidelines to receive negative reception

clock 16 May 2023 • 1 min read
Consumer Duty: Preparing for the next stages of implementation

Regulation

Consumer Duty: Preparing for the next stages of implementation

"The idea of collaboration comes in the form of knowledge sharing"

clock 25 April 2023 • 4 min read
Up to 70% of customers identified as vulnerable: MorganAsh

Adviser / Broking

Up to 70% of customers identified as vulnerable: MorganAsh

Ahead of Consumer Duty

clock 19 April 2023 • 2 min read
Bank of England and FCA launch consultation on SM&CR

Regulation

Bank of England and FCA launch consultation on SM&CR

Part of the Edinburgh Reforms

clock 30 March 2023 • 2 min read
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