FCA

National Audit Office to scrutinise FCA as its responsibilities grow

Regulation

National Audit Office to scrutinise FCA as its responsibilities grow

Consumer Duty a major part of watchdog's growing workload

clock 19 July 2023 • 2 min read
FCA proposes stronger rules on use of influencers in financial promotions

Regulation

FCA proposes stronger rules on use of influencers in financial promotions

New consultation launched

clock 17 July 2023 • 2 min read
Countdown to Consumer Duty: How can firms fill the vulnerability void?

Regulation

Countdown to Consumer Duty: How can firms fill the vulnerability void?

"An imminent need for companies to re-evaluate their digital journeys"

clock 14 July 2023 • 5 min read
Consumer Duty: Don't Forget the Marketing

Regulation

Consumer Duty: Don't Forget the Marketing

"Beyond the potential regulatory penalties, non-compliance can also result in reputational damage"

clock 05 July 2023 • 3 min read
Write or refer: What does this mean for Consumer Duty?

Adviser / Broking

Write or refer: What does this mean for Consumer Duty?

"We can build a stronger and more consumer-focused industry"

clock 03 July 2023 • 4 min read
Advisers 'fighting a losing battle' over fraudulent appointed representative activity

Adviser / Broking

Advisers 'fighting a losing battle' over fraudulent appointed representative activity

"These firms operate with impunity and nobody seems to be able to stop them"

clock 03 July 2023 • 5 min read
Top five adviser FAQs in final countdown to Consumer Duty: SBG

Adviser / Broking

Top five adviser FAQs in final countdown to Consumer Duty: SBG

One month to go until implementation

clock 28 June 2023 • 4 min read
Over half of advisers 'well-prepared' for Consumer Duty

Adviser / Broking

Over half of advisers 'well-prepared' for Consumer Duty

Advisers demonstrate readiness

clock 30 May 2023 • 1 min read
Keith Richards calls industry to unite ahead of Consumer Duty

Regulation

Keith Richards calls industry to unite ahead of Consumer Duty

Speaking at Professional Adviser Retreat

clock 18 May 2023 • 4 min read
Majority of advisers to pass on Consumer Duty costs to clients

Adviser / Broking

Majority of advisers to pass on Consumer Duty costs to clients

Survey reveals concerns among advisers

clock 17 May 2023 • 1 min read
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