FCA

Adviser / Broking

FCA bans two advisers for unsuitable advice

Discovered a string of failings

clock 09 June 2016 • 2 min read

Adviser / Broking

Tenet hits back at FCA for dismissing alternative FSCS funding idea

Tenet's chief executive has hit back at the FCA's refusal to consider introducing a product-based premium as a means of funding the Financial Services Compensation Scheme (FSCS).

clock 07 June 2016 • 1 min read

Regulation

FCA must do more to improve culture in financial firms - parliamentary report

Consumer education also targeted as an area for improvement

clock 16 May 2016 • 2 min read

Regulation

FCA's suitability probe prompted by FAMR concerns

Regulator believes its recommendations may hamper the suitability of advice

clock 20 April 2016 • 1 min read

Regulation

Tracey McDermott to leave the FCA

Acted as CEO since Martin Wheatley's departure

clock 13 April 2016 • 1 min read

Adviser / Broking

Why FAMR will not automatically fill advice gap

Richard Walsh warns that the advice gap will not narrow despite FAMR report findings.

clock 17 March 2016 • 3 min read

Adviser / Broking

FAMR: FCA rules out adviser long-stop

FAMR explored mass market access to advice

clock 14 March 2016 • 3 min read

Regulation

FAMR: Call for change to 'regulated advice' definition

FCA announced review last August

clock 14 March 2016 • 5 min read

Regulation

FCA pledges to address long-stop, FOS and advice definition issues in FAMR

Regulator acknowledges long-standing adviser concerns

clock 09 March 2016 • 2 min read

Regulation

Lloyd's Market welcomes claims ratio decision by FCA

The Lloyd's Market Association (LMA) has welcomed the Financial Conduct Authority's (FCA) decision not to publish claims ratios as a method for consumers to assess the value of insurance products.

clock 09 March 2016 • 1 min read