FCA

Adviser / Broking

Tom Baigrie: Stamp out mis-selling before the regulator does

Telesales and misuse of bought data is damaging life insurance within the eyes of consumers. The industry must act before the FCA steps in...

clock 30 May 2018 • 3 min read

Cashplans

Seven funeral plan providers remain unregistered with FPA

This amounts to up to 40,000 unregulated plan sales a year

clock 08 May 2018 • 2 min read

Regulation

Extra 25% provider levy misses 'realities of adviser failure' - ABI

Reaction from insurers

clock 01 May 2018 • 3 min read

Regulation

FCA mulls plans to place advisers on separate consumer register

Revamp of FS Register on cards

clock 28 February 2018 • 2 min read

Regulation

FCA to bring forward discussion paper on duty of care

Instead of happening after Brexit, The Financial Guidance and Claims Bill will now happen before the end of the year

clock 19 February 2018 • 4 min read

Regulation

FSCS names Marshall Bailey as next chair

Marshall Bailey is to become the next chair of the Financial Services Compensation Scheme (FSCS).

clock 13 February 2018 • 1 min read

Regulation

FCA independent disputes committee sees jump in case referrals

The Financial Conduct Authority's (FCA) independent arbitration panel, the regulatory decisions committee (RDC), saw case referrals jump by two-thirds (65%) in 2017.

clock 12 February 2018 • 1 min read

Regulation

Just and ILC-UK launch project to tackle later life vulnerability

Response to FCA appeal

clock 17 January 2018 • 1 min read

Regulation

FCA financial advice director Linda Woodall exits

Retiring from regulation

clock 03 January 2018 • 1 min read

Regulation

FCA gives firms a year for certification tests under SM&CR

The FCA has confirmed that, while businesses will have to identify certified staff from day one under the Senior Managers & Certification Regime (SM&CR), they will have a year to complete fitness and propriety assessments.

clock 14 December 2017 • 2 min read