FCA

Tom Baigrie: FCA must not repeat past mistakes with the Consumer Duty

Regulation

Tom Baigrie: FCA must not repeat past mistakes with the Consumer Duty

“Commission is the root cause of good as well as bad, a bit like money itself.”

clock 29 November 2021 • 3 min read
Alain Desmier: Planning for a winter 'lead gen' slow down

Adviser / Broking

Alain Desmier: Planning for a winter 'lead gen' slow down

'Focus on enrichment, staff training and company strategy'

clock 22 November 2021 • 4 min read
Three years in a row: Advisers face £240m FSCS levy demand again

Regulation

Three years in a row: Advisers face £240m FSCS levy demand again

An industry 'badly let down' - PIMFA

clock 12 November 2021 • 2 min read
Government consultation detaches UK regulation from the EU post-Brexit

Regulation

Government consultation detaches UK regulation from the EU post-Brexit

FCA and PRA acting as two separate entities

clock 11 November 2021 • 2 min read
FCA under fire over LV= sale

Regulation

FCA under fire over LV= sale

LV= vote on 10 December

clock 09 November 2021 • 1 min read
Unite gives FCA deadline for union recognition

Regulation

Unite gives FCA deadline for union recognition

Ten days to reply

clock 04 November 2021 • 2 min read
FCA blocks employee email containing union petition - reports

Regulation

FCA blocks employee email containing union petition - reports

'Phishing'

clock 28 October 2021 • 2 min read
FCA gives green light to next stage of LV= demutualisation

Regulation

FCA gives green light to next stage of LV= demutualisation

Confirmation of non-objection from regulator

clock 26 October 2021 • 2 min read
Charles Randell steps down as chair of the FCA before term ends

Regulation

Charles Randell steps down as chair of the FCA before term ends

Plans to leave Spring 2022

clock 15 October 2021 • 2 min read
Parliamentary group publishes 'fraud and theft within families' report

Adviser / Broking

Parliamentary group publishes 'fraud and theft within families' report

‘Tackle the elephant in the room’

clock 11 October 2021 • 2 min read
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