MIFID

With effect from 3 January 2018

The Association of Professional Financial Advisers has called for the Financial Conduct Authority (FCA) to take a ‘common sense' approach to telephone recording.

Advisers could be forced to collect and share client information on non-advised business with providers under new rules mooted by the Financial Conduct Authority (FCA).

A House of Lords committee has called for a ban on commission payments to financial advisers across Europe, regardless of their status.