fines
Adviser / Broking
Must be registered with Trust Registration Service by 1 September
10 August 2022
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1 min read
Adviser / Broking
The Financial Conduct Authority (FCA) has fined and banned Ralph Whittington, of Savesure Limited, from any function related to regulated activity, after premiums paid by clients were misappropriated.
10 September 2015
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PMI
AXA PPP healthcare has welcomed the Competition and Markets Authority (CMA)'s fine of £500,000 for the Consultant Eye Surgeons Partnership (CESP) Limited.
16 July 2015
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Regulation
The Financial Services Authority has banned an independent financial adviser from carrying out regulated services because he failed to pay his regulation fees.
11 March 2013
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Service
The Financial Services Authority (FSA) has fined Combined Insurance Company of America (CICA) £2.8m because its poor management of staff put customers at risk of being treated unfairly.
19 December 2011
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1 min read
Income Protection
Benefit claimants will be fined instantly if they negligently give wrong information on their claim.
20 June 2011
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1 min read
