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Financial Conduct Authority

Adviser / Broking

APFA wants equal weighting given to clearing advisers' names

The Association of Professional Financial Advisers (APFA) has said it fears innocent advisers would be disadvantaged and their names not cleared sufficiently under new proposals by the Financial Conduct Authority (FCA) about publishing warning notices....

clock 05 July 2013 •

Regulation

FCA confirms adviser levy to increase by 13%

The Financial Conduct Authority (FCA) has confirmed its levy for the coming year will be £432.1m, with financial advisers contributing 9% of the total.

clock 01 July 2013 •

Adviser / Broking

McDermott: People had forgotten what financial services are for

The emergence of a profits-before-ethics culture in financial services skewed employees' view of the industry's purpose and prevented them from challenging immoral behaviour, the Financial Conduct Authority's enforcement boss has said.

clock 20 June 2013 •

Group Protection

Protection needs auto enrolment - Gen Re conference

The protection industry should be engaging consumers by implementing an initiative like auto-enrolment, delegates at the annual Gen Re conference heard yesterday.

clock 13 June 2013 •

Insurer

FCA to change claims disclosure rules for consumers

The Financial Conduct Authority (FCA) is consulting on changing its rules for consumers disclosing personal information to insurers.

clock 07 June 2013 •

Regulation

FCA viewed as re-brand exercise by brokers surveyed by UKGI

The Financial Conduct Authority is seen as little more than a re-branding exercise, as opposed to a change in regulatory focus, according to brokers surveyed by compliance consultancy UKGI.

clock 20 May 2013 •

Regulation

FCA probes general insurance claims process

The Financial Conduct Authority (FSA) is launching a strategic review into the claims process in general insurance.

clock 16 May 2013 •

Regulation

Firms to FCA: we don't believe your competition pledge

Mortgage regulator little respected as FSA's legacy leaves imprint

clock 03 May 2013 •

Regulation

FCA: we are all to blame for lack of trust

The blame for the erosion of trust in financial services must be laid at the feet of everyone involved in the sector, the Financial Conduct Authority's (FCA's) director of supervision has said.

clock 22 April 2013 •

Regulation

FCA sets out steps for 'when things go badly wrong'

The Financial Conduct Authority (FCA) has set out the steps it will put into action in the event of a regulatory failure.

clock 18 April 2013 •
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