The Association of Professional Financial Advisers (APFA) has said it fears innocent advisers would be disadvantaged and their names not cleared sufficiently under new proposals by the Financial Conduct Authority (FCA) about publishing warning notices....
The Financial Conduct Authority (FCA) has confirmed its levy for the coming year will be £432.1m, with financial advisers contributing 9% of the total.
The emergence of a profits-before-ethics culture in financial services skewed employees' view of the industry's purpose and prevented them from challenging immoral behaviour, the Financial Conduct Authority's enforcement boss has said.
The protection industry should be engaging consumers by implementing an initiative like auto-enrolment, delegates at the annual Gen Re conference heard yesterday.
The Financial Conduct Authority (FCA) is consulting on changing its rules for consumers disclosing personal information to insurers.
The Financial Conduct Authority is seen as little more than a re-branding exercise, as opposed to a change in regulatory focus, according to brokers surveyed by compliance consultancy UKGI.
The Financial Conduct Authority (FSA) is launching a strategic review into the claims process in general insurance.
Mortgage regulator little respected as FSA's legacy leaves imprint
The blame for the erosion of trust in financial services must be laid at the feet of everyone involved in the sector, the Financial Conduct Authority's (FCA's) director of supervision has said.
The Financial Conduct Authority (FCA) has set out the steps it will put into action in the event of a regulatory failure.