FCA

Regulation

FCA independent disputes committee sees jump in case referrals

The Financial Conduct Authority's (FCA) independent arbitration panel, the regulatory decisions committee (RDC), saw case referrals jump by two-thirds (65%) in 2017.

clock 12 February 2018 • 1 min read

Regulation

Just and ILC-UK launch project to tackle later life vulnerability

Response to FCA appeal

clock 17 January 2018 • 1 min read

Regulation

FCA financial advice director Linda Woodall exits

Retiring from regulation

clock 03 January 2018 • 1 min read

Regulation

FCA gives firms a year for certification tests under SM&CR

The FCA has confirmed that, while businesses will have to identify certified staff from day one under the Senior Managers & Certification Regime (SM&CR), they will have a year to complete fitness and propriety assessments.

clock 14 December 2017 • 2 min read

Regulation

FCA fines ex-Axa owned insurance broker £4m

'Independence was compromised'

clock 07 December 2017 • 1 min read

Regulation

FCA proposes charging firms who receive its invoices on paper

8,000 firms receive paper invoices

clock 13 November 2017 • 1 min read

Regulation

FCA plans set to make firms think twice before advising outside PII

Provider contribution idea welcomed

clock 31 October 2017 • 4 min read

Regulation

FCA relaxes rules on advisers 'porting' fact finds

To help reduce cost of advice

clock 29 September 2017 • 2 min read

Regulation

Local authorities do not understand benefits of advice in care planning, FCA is told

'Vary in effectiveness'

clock 22 September 2017 • 3 min read

Regulation

Inducement study sounds warning for advisers

Ahead of MiFID II

clock 18 September 2017 • 2 min read