FCA

Regulation

FCA to bring forward discussion paper on duty of care

Instead of happening after Brexit, The Financial Guidance and Claims Bill will now happen before the end of the year

clock 19 February 2018 • 4 min read

Regulation

FSCS names Marshall Bailey as next chair

Marshall Bailey is to become the next chair of the Financial Services Compensation Scheme (FSCS).

clock 13 February 2018 • 1 min read

Regulation

FCA independent disputes committee sees jump in case referrals

The Financial Conduct Authority's (FCA) independent arbitration panel, the regulatory decisions committee (RDC), saw case referrals jump by two-thirds (65%) in 2017.

clock 12 February 2018 • 1 min read

Regulation

Just and ILC-UK launch project to tackle later life vulnerability

Response to FCA appeal

clock 17 January 2018 • 1 min read

Regulation

FCA financial advice director Linda Woodall exits

Retiring from regulation

clock 03 January 2018 • 1 min read

Regulation

FCA gives firms a year for certification tests under SM&CR

The FCA has confirmed that, while businesses will have to identify certified staff from day one under the Senior Managers & Certification Regime (SM&CR), they will have a year to complete fitness and propriety assessments.

clock 14 December 2017 • 2 min read

Regulation

FCA fines ex-Axa owned insurance broker £4m

'Independence was compromised'

clock 07 December 2017 • 1 min read

Regulation

FCA proposes charging firms who receive its invoices on paper

8,000 firms receive paper invoices

clock 13 November 2017 • 1 min read

Regulation

FCA plans set to make firms think twice before advising outside PII

Provider contribution idea welcomed

clock 31 October 2017 • 4 min read

Regulation

FCA relaxes rules on advisers 'porting' fact finds

To help reduce cost of advice

clock 29 September 2017 • 2 min read