The financial adviser's guide to GDPR

Checklist for compliance

clock • 5 min read

With GDPR kicking in this Friday, 25 May, Marcus Hearn offers a last-minute checklist of the areas financial advisers really ought to have covered to ensure full compliance with the new regime

This Friday - 25 May 2018 - sees the deadline for compliance with the General Data Protection Regulation, better known as ‘GDPR'. More than two years on since the legislation was approved, the transition period and time for implementation will end. It is therefore essential all businesses make sure they are fully compliant - and, for financial advisers who deal with high levels of personal data, it is especially important. What follows, then, is intended as a handy checklist of what you should have covered as a financial adviser to ensure full compliance. Promote awareness Breaches ...

To continue reading this article...

Join COVER for free

  • Unlimited access to real-time news, key trend analysis and industry insights.
  • Stay on top of the latest developments around health and wellbeing, diversity and inclusion and the cost of living crisis.
  • Receive breaking news stories straight to your inbox in the daily newsletter.
  • Members only access to monthly programme 'The COVER Review'
  • Be the first to hear about our CPD accredited events and awards programmes.

Join now

 

Already a Cover member?

Login

More on Regulation

FOS CEO Abby Thomas steps down

FOS CEO Abby Thomas steps down

James Dipple-Johnstone and Jenny Simmonds will cover

Isabel Baxter
clock 07 February 2025 • 1 min read
Regulator soft launches £2.5m scam checker tool to help protect consumers

Regulator soft launches £2.5m scam checker tool to help protect consumers

‘FCA Firm Checker’ is live for small number of users

Isabel Baxter
clock 05 February 2025 • 1 min read
CII adds two executive directors

CII adds two executive directors

Effective early March

Isabel Baxter
clock 04 February 2025 • 1 min read